GCMFA Compliance & Operations Workshop

Compliance & Operations Workshop   Tuesday, June 11, 2013 5:30 p.m. – 6:00 p.m. Networking 6:00 p.m. – 7:30 p.m. Workshop 1900 Scripps Center 312 Walnut Street, 10th Floor Cincinnati, Ohio  45202   Recapping the ICI & FBA Investment Management and Mutual Fund Conference and the ICI General Membership, Compliance & Operations Conference   The workshop features discussions on topics selected from Conference Agendas ·     SEC Regulatory & Exam Priorities ·     Advertising & Marketing Rules for Funds and Advisers ·     A Risk Management Approach to Your...

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