2015 Basic Training Workshop

Save the Date 17th Annual Basic Training Workshop   Thursday, November 12, 2015 8:30 a.m. – 1:00 p.m. (Lunch included) Pictoria Tower- 1st Floor Conference Room 225 Pictoria Dr. Cincinnati, Ohio  45246 Cost:  $30/person $100 non member fee More details and registration form will be sent...

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2015 Compliance and Operations Workshop

  “Staying Informed in an Unsettled Environment” The 2015 Compliance & Operations Workshop Tuesday, June 16, 2015 5:30 p.m. – 6:00 p.m. Networking 6:00 p.m. – 7:30 p.m. Workshop Scripps Center Conference Room 312 Walnut Street, 10th Floor Cincinnati, Ohio  45202 (parking available in Scripps Center garage) Recapping the Investment Management Conference and ICI Compliance & Operations Conference Topics Include: •             Cyber Security- SEC Sweep Exam Results and Updated Guidance •             SEC Regulatory & Exam...

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