2016 Compliance and Operations Workshop

The 2016 Compliance & Operations Workshop Tuesday, June 21, 2016 4:30 p.m. – 5:00 p.m. Networking 5:00 p.m. – 6:30 p.m. Workshop Scripps Center Conference Room 312 Walnut Street, 10th Floor Cincinnati, Ohio  45202 (parking available in Scripps Center garage) Recapping the Investment Management Conference and ICI Compliance & Operations Conference Topics Include: Proposed Liquidity Management Rules for Mutual Funds & ETFs Distribution in Guise and Rule 12b-1 Impact of the DOL Fiduciary Rule on Mutual Funds and Managers Proposed Derivatives Rules for Registered...

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