2017 Compliance and Operations Workshop

The 2017 Compliance & Operations Workshop Tuesday, June 6, 2017 3:30 p.m. – 5:00 p.m. Workshop The University Club 401 E. 4th St. Cincinnati, Ohio  45202   Recapping the Investment Management Conference and ICI Compliance & Operations Conference Topics Include: Update / Implementation Discussion on Liquidity Mgt. Rules for Mutual Funds & ETFs Third-party Due Diligence Reviews and Sub-advisory Oversight Regulatory Update and Focus. What to Expect in a SEC Examination Recent SEC Orders – Valuation & Distribution Cybersecurity Update Technology Disruptors Questions...

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2017 Day at the Reds

GCMFA Day at the Reds Tuesday June 6, 2017 Deck Access and Beverages 5:40p.m. Reception/Buffet 6:10 p.m. Game 7:10 p.m. vs. St. Louis Cardinals Reception and Game will be immediately following our Compliance Workshop.  The Cincinnati Bell Riverboat Deck package (in centerfield) includes admission, food, and beverage.  Tickets regularly priced $75 but only $45 for GCMFA members.  These tickets are another benefit of your GCMFA membership.  Please attend and take advantage of a great networking opportunity! Please fill out the GCMFA Reds Ticket Order Form 17-06-06 Day at Reds Order Form...

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